SEC Form 4 · accession 0001127602-16-047970
AMGEN INC · AMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Baltimore
Director
Period of report
Mar 30, 2016
Accepted (ET)
Mar 31, 2016 · 6:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2016 | M | 5,000 | $50.44 | A | 37,350 | D | |
| Common StockF1 | Mar 30, 2016 | F | 1,688 | $149.49 | D | 35,662 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nqso (Right to Buy) | $50.44 | Mar 30, 2016 | M | 5,000 | D | Apr 28, 2009 | Apr 28, 2016 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Non-market exercise of 5,000 stock options expiring April 28, 2016 wherein 1,688 shares issuable pursuant to the exercise of these options were withheld by the Company to cover the option exercise price, with the remaining shares delivered to the reporting person.