SEC Form 4 · accession 0001127602-15-015488
AMGEN INC · AMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Annette Louise Such
Officer — CAO
Period of report
Apr 24, 2015
Accepted (ET)
Apr 28, 2015 · 8:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 24, 2015 | A | 285 | $0.00 | A | 9,079 | D | |
| Common StockF1 | Apr 24, 2015 | A | 1,191 | $0.00 | A | 10,270 | D | |
| Common StockF2,F3 | Apr 26, 2015 | F | 40 | $167.91 | D | 10,230 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/24/2017, 4/24/2018 and 4/24/2019, respectively.
- F2These shares include the following RSUs granted under the Company's equity plans: 4,080 RSUs which vest fully on 7/31/2015; 205 RSUs which vest in two installments of 101 and 104 on 4/26/2016 and 4/26/2017, respectively; 291 RSUs which vest in two equal installments of 96 on 4/25/2016 and 4/25/2017 and one installment of 99 on 4/25/2018; 1,991 RSUs which vest in two equal installments of 657 on 8/1/2016 and 8/1/2017 and one installment of 677 on 8/1/2018; 285 RSUs which vest in 2 equal installments of 94 on 4/24/2017 and 4/24/2018 and one installment of 97 on 4/24/2019; and 1,191 RSUs which vest in 2 equal installments of 393 on 4/24/2017 and 4/24/2018 and one installment of 405 on 4/24/2019. Vested RSUs will be paid in shares fo the Companys common stock on a one-to-one basis.
- F3These shares include 247 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional amount.