SEC Form 4 · accession 0001127602-15-007689
AMGEN INC · AMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Baltimore
Director
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 19, 2015 | M | 5,000 | $42.13 | A | 36,159 | D | |
| Common StockF1 | Feb 19, 2015 | F | 1,353 | $155.78 | D | 34,806 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nqso (Right to Buy) | $42.13 | Feb 19, 2015 | M | 5,000 | D | Apr 29, 2008 | Apr 29, 2015 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Non-market exercise of 5,000 stock options expiring April 29, 2015 wherein 1,353 shares issuable pursuant to the exercise of these options were withheld by the Company to cover the option exercise price, with the remaining shares delivered to the reporting person.