SEC Form 4 · accession 0001127602-15-003483
AMGEN INC · AMGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Madhavan Balachandran
Officer — EVP, Operations
Period of report
Jan 28, 2015
Accepted (ET)
Jan 30, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000318154
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2015 | F | 871 | $158.89 | D | 33,517 | D | |
| Common Stock | Jan 28, 2015 | F | 33 | $158.89 | D | 33,484 | D | |
| Common Stock | Jan 28, 2015 | G | 1,654 | $0.00 | A | 47,755 | I | By Family Trust |
| Common StockF2,F3 | Jan 28, 2015 | G | 1,654 | $0.00 | D | 31,830 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are being transferred to the reporting person's Family Trust.
- F2These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,530 RSUs which vest in one installment on 4/25/2015; 1,684 RSUs which vest in two installments of 829 and 855 on 4/27/2015 and 4/27/2016, respectively; 17,845 RSUs which vest in one installment of 8,789 on 7/31/2015 and one installment of 9,056 on 7/31/2016; 5,010 RSUs which vest in one installment of 2,467 on 1/28/2016 and one installment of 2,543 on 1/28/2017; and 4,707 RSUs which vest in two equal installments of 1,553 each on 1/31/2016 and 1/31/2017 and one installment of 1,601 on 1/31/2018. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
- F3These shares include 1,054 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.