SEC Form 4 · accession 0001209191-16-107529
Coca-Cola Consolidated, Inc. · COKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Frank Harrison III
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Mar 8, 2016
Accepted (ET)
Mar 10, 2016 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000317540
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F1,F3,F4 | — | Mar 8, 2016 | A | 40,000 | A | — | — | Common Stock | — | 349,160 | D |
| Class B Common StockF5,F1,F3,F4 | — | Mar 8, 2016 | F | 19,080 | D | — | — | Common Stock | — | 330,080 | D |
| Class B Common StockF6,F1,F3,F4 | — | holding | — | — | — | — | — | Common Stock | — | 535,178 | I |
| Class B Common StockF6,F1,F3,F4 | — | holding | — | — | — | — | — | Common Stock | — | 535,178 | I |
| Class B Common StockF6,F1,F3,F4 | — | holding | — | — | — | — | — | Common Stock | — | 535,178 | I |
| Class B Common StockF7,F1,F3,F4 | — | holding | — | — | — | — | — | Common Stock | — | 78,596 | I |
| Class B Common StockF8,F1,F3,F4 | — | holding | — | — | — | — | — | Common Stock | — | 78,595 | I |
| Class B Common StockF8,F1,F3,F4 | — | holding | — | — | — | — | — | Common Stock | — | 78,595 | I |
Explanation of responses
- F1Class B Common Stock is convertible into Common Stock, on a share-for-share basis, at any time at the option of the holder.
- F2Represents shares delivered upon the vesting of 40,000 performance-based restricted stock units.
- F3Immediately.
- F4None.
- F5Represents shares withheld to satisfy the reporting person's tax liability in connection with the vesting of 40,000 performance-based restricted stock units.
- F6Such shares are held directly by one of three family limited partnerships (the "Family LPs"). A family limited liability company (the "Family LLC") holds a general partnership interest in each of the Family LPs. A family trust, of which the reporting person is a co-trustee and beneficiary, holds a membership interest in the Family LLC. A residuary sub-trust, of which the reporting person is a co-trustee and beneficiary, also holds a membership interest in the Family LLC. Two residuary sub-trusts, each of which the reporting person is a co-trustee, also hold membership interests in the Family LLC. The reporting person disclaims beneficial ownership in all of these securities except to the extent of his pecuniary interest therein.
- F7Such shares are held directly by a sub-trust of which the reporting person is a co-trustee and beneficiary.
- F8Such shares are held directly by a sub-trust of which the reporting person is a co-trustee and certain family members are beneficiaries. The reporting person disclaims beneficial ownership in all of these securities except to the extent of his pecuniary interest therein.