SEC Form 4 · accession 0001610549-17-000022
FIELDPOINT PETROLEUM CORP · FPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
of Rayford Darell Reaves, Estate Jr.
10% Owner
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 2:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316736
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | S | 1,606 | $0.53 | D | 2,361,493 | D | |
| Common Stock | Feb 24, 2017 | S | 5,000 | $0.51 | D | 2,356,493 | D | |
| Common Stock | Feb 24, 2017 | S | 3,394 | $0.503 | D | 2,353,099 | D | |
| Common Stock | Feb 27, 2017 | S | 658 | $0.53 | D | 2,352,441 | D | |
| Common Stock | Feb 27, 2017 | S | 4,241 | $0.52 | D | 2,348,200 | D | |
| Common Stock | Feb 27, 2017 | S | 5,000 | $0.508 | D | 2,343,200 | D | |
| Common StockF1 | holding | — | — | — | 18,150 | I | By Brady Energy Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $4.00 | Feb 24, 2017 | S | 10,000 | D | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 10,000 | 89,415 | D |
| Warrants | $4.00 | Feb 27, 2017 | S | 10,000 | D | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 10,000 | 79,415 | D |
Explanation of responses
- F1The Reporting Person owns 100% of Brady Energy Corporation.