SEC Form 4 · accession 0001610549-17-000002
FIELDPOINT PETROLEUM CORP · FPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
of Rayford Darell Reaves, Estate Jr.
10% Owner
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316736
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | S | 10,000 | $0.71 | D | 2,562,424 | D | |
| Common Stock | Jan 26, 2017 | S | 10,000 | $0.69 | D | 2,552,424 | D | |
| Common StockF1 | holding | — | — | — | 18,150 | I | By Brady Energy Corporation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $4.00 | Jan 25, 2017 | S | 10,000 | D | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 10,000 | 299,415 | D |
| Warrants | $4.00 | Jan 26, 2017 | S | 10,000 | D | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 10,000 | 289,415 | D |
Explanation of responses
- F1The Reporting Person owns 100% of Brady Energy Corporation.