SEC Form 4 · accession 0001610549-15-000033
FIELDPOINT PETROLEUM CORP · FPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
of Rayford Darell Reaves, Estate Jr.
10% Owner
Period of report
Nov 20, 2015
Accepted (ET)
Nov 23, 2015 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316736
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 20, 2015 | S | 902 | $0.91 | D | 48,566 | I | By Brady Energy Corporation |
| Common Stock | holding | — | — | — | 2,572,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $4.00 | Nov 20, 2015 | S | 33 | D | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 33 | 5,000 | I |
| Warrants | $4.00 | holding | — | — | — | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 309,415 | 309,415 | D |
Explanation of responses
- F1The Reporting Person owns 100% of Brady Energy Corporation.