SEC Form 4/A · accession 0001610549-15-000029

FIELDPOINT PETROLEUM CORP · FPP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

10% Owner

Period of report

Nov 10, 2015

Accepted (ET)

Nov 19, 2015 · 5:23 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000316736

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Nov 10, 2015	S	1,540	$1.25	D	66,460	I	By Brady Energy Corporation
Common Stock^F1	Nov 12, 2015	S	3,900	$1.10	D	62,560	I	By Brady Energy Corporation
Common Stock^F1	Nov 13, 2015	S	286	$1.09	D	62,274	I	By Brady Energy Corporation
Common Stock	holding	—	—		—	2,572,424	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrants^F1	$4.00	Nov 10, 2015	S	10,000	D	Mar 23, 2012	Mar 23, 2018	Common Stock	10,000	41,000	I
Warrants^F1	$4.00	Nov 11, 2015	S	400	D	Mar 23, 2012	Mar 23, 2018	Common Stock	400	40,600	I
Warrants^F1	$4.00	Nov 12, 2015	S	2,224	D	Mar 23, 2012	Mar 23, 2018	Common Stock	2,224	38,376	I
Warrants^F1	$4.00	Nov 13, 2015	S	100	D	Mar 23, 2012	Mar 23, 2018	Common Stock	100	38,276	I
Warrants	$4.00	holding	—	—	—	Mar 23, 2012	Mar 23, 2018	Common Stock	309,415	309,415	D