SEC Form 4 · accession 0001610549-15-000027
FIELDPOINT PETROLEUM CORP · FPP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
of Rayford Darell Reaves, Estate Jr.
10% Owner
Period of report
Nov 11, 2015
Accepted (ET)
Nov 16, 2015 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316736
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2015 | S | 3,900 | $1.10 | D | 64,100 | I | By Brady Energy Corporation |
| Common Stock | Nov 13, 2015 | S | 286 | $1.09 | D | 63,814 | I | By Brady Energy Corporation |
| Common Stock | holding | — | — | — | 2,572,424 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $4.00 | Nov 11, 2015 | S | 400 | D | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 400 | 50,600 | I |
| Warrants | $4.00 | Nov 12, 2015 | S | 2,224 | D | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 2,224 | 48,376 | I |
| Warrants | $4.00 | Nov 13, 2015 | S | 100 | D | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 100 | 48,276 | I |
| Warrants | $4.00 | holding | — | — | — | Mar 23, 2012 | Mar 23, 2018 | Common Stock | 309,415 | 309,415 | D |