SEC Form 4 · accession 0001879974-26-000013
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neesha Hathi
Officer — MD, Head Wealth Adv, Bnk, Tst
Period of report
Sep 1, 2026
Accepted (ET)
Sep 2, 2026 · 9:04 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 1, 2026 | M | 3,177 | $52.05 | A | 0 | D | |
| Common StockF3,F1 | Sep 1, 2026 | S | 3,177 | $109.0425 | D | 5,770 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F4 | $52.05 | Sep 1, 2026 | M | 3,177 | D | Mar 1, 2018 | Mar 1, 2028 | Common Stock | 3,177 | 0 | D |
Explanation of responses
- F1Reflects the contribution of the shares received upon exercise of the option to a trust.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2026.
- F3This transaction was executed in multiple trades at prices ranging from $108.51 to $109.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.
- F4The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.