SEC Form 4 · accession 0001825454-26-000023
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis Howard
Officer — MD, Chief Tech, OPS & Data Off
Period of report
Jul 28, 2026
Accepted (ET)
Jul 30, 2026 · 7:43 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2026 | M | 28,000 | $64.10 | A | 38,470 | D | |
| Common StockF2 | Jul 28, 2026 | S | 28,000 | $105.0094 | D | 10,470 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F3 | $64.10 | Jul 28, 2026 | M | 28,000 | D | — | Mar 1, 2031 | Common Stock | 28,000 | 56,000 | D |
Explanation of responses
- F1This transaction was affected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2025.
- F2This transaction was executed in multiple trades at prices ranging from $105.00 to $105.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.