SEC Form 4 · accession 0001733065-26-000013
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M. Craig
Officer — MD, Head of Retail Investing
Period of report
Aug 14, 2026
Accepted (ET)
Aug 17, 2026 · 6:22 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2026 | M | 21,866 | $46.81 | A | 0 | D | |
| Common StockF3,F1 | Aug 14, 2026 | S | 21,866 | $111.0257 | D | 0 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F4 | $46.81 | Aug 14, 2026 | M | 21,866 | D | — | Mar 1, 2029 | Common Stock | 21,866 | 0 | D |
Explanation of responses
- F1Reflects the contribution of the shares received upon exercise of the option to a revocable trust.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2025.
- F3The transaction was executed in multiple trades at prices ranging from $111.025 to $111.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was affected.
- F4The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.