SEC Form 4 · accession 0001649599-26-000014
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nigel J Murtagh
Officer — Chief Risk Officer
Period of report
Aug 6, 2026
Accepted (ET)
Aug 10, 2026 · 8:05 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2026 | M | 1,897 | $46.81 | A | 59,869 | D | |
| Common StockF2 | Aug 6, 2026 | S | 1,897 | $109.0016 | D | 57,972 | D | |
| Common Stock | Aug 10, 2026 | M | 24,778 | $46.81 | A | 82,750 | D | |
| Common StockF3 | Aug 10, 2026 | S | 24,778 | $109.0086 | D | 57,972 | D | |
| Common Stock | holding | — | — | — | 2,621 | I | by ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F4 | $46.81 | Aug 6, 2026 | M | 1,897 | D | — | Mar 1, 2029 | Common Stock | 1,897 | 24,778 | D |
| Nonqualified Stock Option (right to buy)F4 | $46.81 | Aug 10, 2026 | M | 24,778 | D | — | Mar 1, 2029 | Common Stock | 24,778 | 0 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2025.
- F2This transaction was executed in multiple trades at prices ranging from $109.00 to $109.0450. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $109.00 to $109.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on the first anniversary of the grant.