SEC Form 4 · accession 0001296479-26-000011
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter W Bettinger
Officer — Co-Chairman · Director
Period of report
Aug 24, 2026
Accepted (ET)
Aug 26, 2026 · 7:37 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2026 | M | 176,210 | $46.81 | A | 786,570 | I | by Family Trust |
| Common StockF2,F1 | Aug 24, 2026 | S | 176,210 | $113.486 | D | 610,360 | I | by Family Trust |
| Common StockF3 | holding | — | — | — | 6,729 | I | by ESOP | |
| Common Stock | holding | — | — | — | 4,334 | I | by ESPP | |
| Common Stock | holding | — | — | — | 2,403 | I | by Spouse | |
| Common Stock | holding | — | — | — | 176 | I | by Spouse, as Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F4 | $46.81 | Aug 24, 2026 | M | 176,210 | D | — | Mar 1, 2029 | Common Stock | 176,210 | 228,977 | D |
Explanation of responses
- F1Reflects the transfer of 81,014 shares from direct holding to a revocable trust.
- F2This transaction was executed in multiple trades at prices ranging from $113.345 to $113.615. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This information is based on a plan statement as of August 24, 2026.
- F4The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.