SEC Form 4 · accession 0001296479-26-000009
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter W Bettinger
Officer — Co-Chairman · Director
Period of report
Jul 27, 2026
Accepted (ET)
Jul 29, 2026 · 8:57 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 27, 2026 | M | 192,488 | $52.05 | A | 721,834 | I | by Family Trust |
| Common StockF1 | Jul 27, 2026 | S | 192,488 | $103.9022 | D | 529,346 | I | by Family Trust |
| Common Stock | Jul 28, 2026 | M | 93,408 | $52.05 | A | 622,754 | I | by Family Trust |
| Common StockF2 | Jul 28, 2026 | S | 42,265 | $103.86 | D | 580,489 | I | by Family Trust |
| Common StockF3 | Jul 28, 2026 | S | 38,263 | $105.1848 | D | 542,226 | I | by Family Trust |
| Common StockF4 | Jul 28, 2026 | S | 12,880 | $105.5636 | D | 529,346 | I | by Family Trust |
| Common StockF5 | holding | — | — | — | 6,720 | I | by ESOP | |
| Common StockF6 | holding | — | — | — | 4,334 | I | by ESPP | |
| Common StockF7 | holding | — | — | — | 2,403 | I | by Spouse | |
| Common Stock | holding | — | — | — | 176 | I | by Spouse, as Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F8 | $52.05 | Jul 27, 2026 | M | 192,488 | D | — | Mar 1, 2028 | Common Stock | 192,488 | 93,408 | D |
| Nonqualified Stock Option (right to buy)F8 | $52.05 | Jul 28, 2026 | M | 93,408 | D | — | Mar 1, 2028 | Common Stock | 93,408 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $103.61 to $104.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $103.51 to $104.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $104.51 to $105.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $105.51 to $105.625. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This information is based on a plan statement as of June 30, 2026.
- F6This information is based on a plan statement as of July 15, 2026.
- F7Includes 16.4043 shares acquired through dividend reinvestment.
- F8The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.