SEC Form 4 · accession 0001225208-19-004578
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J. Clark
Officer — EVP - Advisor Services
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 19,419 | $46.77 | A | 72,269 | I | by Trust |
| Common Stock | holding | — | — | — | 13,959 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 954 | I | by ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F2 | $46.81 | Mar 1, 2019 | A | 66,856 | A | Mar 1, 2020 | Mar 1, 2029 | Common Stock | 66,856 | 66,856 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.