SEC Form 4 · accession 0001225208-19-004573
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter B. Crawford
Officer — EVP and CFO
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | M | 6,264 | $46.77 | A | 19,376 | I | by Trust |
| Common Stock | holding | — | — | — | 3,837 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F2 | $46.81 | Mar 1, 2019 | A | 50,649 | A | Mar 1, 2020 | Mar 1, 2029 | Common Stock | 50,649 | 50,649 | D |
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.