SEC Form 4 · accession 0001225208-19-003900
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Herringer
Director
Period of report
Feb 25, 2019
Accepted (ET)
Feb 27, 2019 · 7:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2019 | M | 8,356 | $18.00 | A | 118,690 | I | by Trust |
| Common Stock | Feb 25, 2019 | F | 3,237 | $46.465 | D | 115,453 | I | by Trust |
| Common Stock | holding | — | — | — | 3,931 | D | ||
| Common Stock | holding | — | — | — | 50,625 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $18.00 | Feb 25, 2019 | M | 8,356 | D | May 18, 2010 | May 18, 2019 | Common Stock | 8,356 | 0 | D |