SEC Form 4 · accession 0001225208-18-010715
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M. Craig
Officer — Senior EVP
Period of report
Jun 15, 2018
Accepted (ET)
Jun 15, 2018 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2018 | M | 2,629 | $17.38 | A | 2,629 | I | by Trust |
| Common StockF2 | Jun 15, 2018 | S | 2,629 | $56.0279 | D | 0 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $17.38 | Jun 15, 2018 | M | 2,629 | D | Nov 2, 2010 | Nov 2, 2019 | Common Stock | 2,629 | 9,502 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.
- F2This transaction was executed in multiple trades at prices ranging from $55.44 to $56.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.