SEC Form 4 · accession 0001225208-17-005873
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J. Clark
Officer — EVP - Advisor Services
Period of report
Mar 7, 2017
Accepted (ET)
Mar 8, 2017 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 7, 2017 | S | 1,852 | $42.07 | D | 56,036 | I | by Trust |
| Common Stock | Mar 8, 2017 | S | 3,186 | $42.27 | D | 52,850 | I | by Trust |
| Common Stock | holding | — | — | — | 3,417 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 613 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.