SEC Form 4 · accession 0001225208-17-005680
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J. Clark
Officer — EVP - Advisor Services
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2017 | M | 1,852 | $42.51 | A | 59,800 | I | by Trust |
| Common StockF1 | Mar 3, 2017 | M | 3,186 | $42.42 | A | 62,986 | I | by Trust |
| Common Stock | Mar 6, 2017 | S | 5,098 | $42.08 | D | 57,888 | I | by Trust |
| Common Stock | holding | — | — | — | 3,417 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 613 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.