SEC Form 4 · accession 0001225208-17-005679
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter W Bettinger
Officer — President and CEO · Director
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 7:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2017 | M | 10,039 | $42.51 | A | 277,557 | D | |
| Common StockF1 | Mar 3, 2017 | M | 14,963 | $42.42 | A | 292,520 | D | |
| Common Stock | holding | — | — | — | 5,967 | I | by ESOP | |
| Common Stock | holding | — | — | — | 1,277 | I | by ESPP | |
| Common Stock | holding | — | — | — | 2,286 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.