SEC Form 4 · accession 0001225208-17-005675
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Schwab
Officer — Chairman · Director · 10% Owner
Period of report
Mar 2, 2017
Accepted (ET)
Mar 6, 2017 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2017 | M | 4,015 | $42.51 | A | 94,807,407 | I | by Trust |
| Common StockF1 | Mar 3, 2017 | M | 6,906 | $42.42 | A | 94,814,313 | I | by Trust |
| Common Stock | holding | — | — | — | 44,025 | I | by 188 Corp | |
| Common Stock | holding | — | — | — | 33,849,941 | I | by Limited Partnership | |
| Common Stock | holding | — | — | — | 13,217,050 | I | by Spouse as Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.