SEC Form 4/A · accession 0001225208-17-002792
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Charles R Schwab
Officer — Chairman · Director · 10% Owner
Period of report
Jul 22, 2016
Accepted (ET)
Feb 10, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 22, 2016 | G | 21,375 | $0.00 | D | 3,806,450 | I | by Spouse as Trustee |
| Common StockF1 | Apr 24, 2016 | S | 630,000 | $30.1661 | D | 102,550,543 | I | by Trust |
| Common StockF1 | Apr 27, 2016 | S | 417,300 | $30.3254 | D | 104,837,293 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $18.0881 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.