SEC Form 4 · accession 0001225208-16-042457
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Herringer
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 1, 2016 · 1:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | G | 3,950 | $0.00 | D | 102,502 | I | by Trust |
| Common Stock | Nov 30, 2016 | G | 5,200 | $0.00 | D | 97,302 | I | by Trust |
| Common Stock | holding | — | — | — | 5,493 | D | ||
| Common Stock | holding | — | — | — | 50,625 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.