SEC Form 4/A · accession 0001225208-16-041997
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Marie A Chandoha
Officer — President - CSIM
Period of report
Nov 10, 2016
Accepted (ET)
Nov 18, 2016 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 10, 2016 | S | 11,026 | $35.00 | D | 3,018 | I | by Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015.
- F2The amount following the transaction on November 10, 2016 was 3,018, as correctly reported on November 14, 2016. Please diresgard amendment filed on November 18, 2016, referencing the amount as 17,018.