SEC Form 4 · accession 0001225208-16-041750
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Schwab
Officer — Chairman · Director · 10% Owner
Period of report
Nov 10, 2016
Accepted (ET)
Nov 14, 2016 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 10, 2016 | S | 300,000 | $35.4277 | D | 34,337,941 | I | by Limited Partnership |
| Common Stock | Nov 14, 2016 | G | 41,875 | $0.00 | D | 101,332,768 | I | by Trust |
| Common Stock | holding | — | — | — | 44,025 | I | by 188 Corp | |
| Common Stock | holding | — | — | — | 6,313,425 | I | by Spouse as Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $35.23 to $35.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.