SEC Form 4 · accession 0001225208-16-041167
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terri R Kallsen
Officer — EVP - Investor Services
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2016 | F | 1,516 | $31.72 | D | 9,412 | D | |
| Common Stock | holding | — | — | — | 2,544 | I | by ESPP |
Table II — derivative securities
No Table II lines on this filing.