SEC Form 4 · accession 0001225208-15-020847
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nigel J Murtagh
Officer — EVP - Corporate Risk
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 12:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2015 | S | 2,500 | $33.5529 | D | 33,564 | D | |
| Common Stock | Nov 12, 2015 | G | 150 | $0.00 | D | 33,414 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $33.55 to $33.555. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.