SEC Form 4 · accession 0001225208-15-020382
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard J. Clark
Officer — EVP - Advisor Services
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 2, 2015 | M | 2,973 | $30.975 | A | 49,252 | I | by Trust |
| Common Stock | holding | — | — | — | 3,368 | I | by 401(k) | |
| Common Stock | holding | — | — | — | 606 | I | by ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired on the vesting of restricted stock units.