SEC Form 4 · accession 0001225208-15-016154
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger O Walther
Director
Period of report
Jul 29, 2015
Accepted (ET)
Jul 31, 2015 · 12:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 29, 2015 | S | 35,000 | $34.7915 | D | 209,348 | I | by Trust |
| Common Stock | holding | — | — | — | 16,163 | D | ||
| Common Stock | holding | — | — | — | 31,772 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $34.73 to $34.895. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.