SEC Form 4 · accession 0001225208-15-007436
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay L Allen
Officer — EVP and Chief Admin Officer
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | S | 8,397 | $30.75 | D | 8,659 | I | by Trust |
| Common Stock | Mar 9, 2015 | S | 3,005 | $31.00 | D | 5,654 | I | by Trust |
| Common Stock | holding | — | — | — | 1,768 | I | by ESPP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014.