SEC Form 4 · accession 0001225208-15-002227
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Schwab
Officer — Chairman · Director · 10% Owner
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2015 | S | 200,000 | $27.3121 | D | 112,031,462 | I | by Trust |
| Common StockF2 | Jan 27, 2015 | S | 77,209 | $27.0021 | D | 111,954,253 | I | by Trust |
| Common Stock | Jan 28, 2015 | S | 400 | $27.00 | D | 111,953,853 | I | by Trust |
| Common Stock | holding | — | — | — | 675,480 | D | ||
| Common Stock | holding | — | — | — | 44,025 | I | by 188 Corp | |
| Common Stock | holding | — | — | — | 34,637,941 | I | by Limited Partnership | |
| Common Stock | holding | — | — | — | 5,316,215 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $27.255 to $27.38. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $27.00 to $27.055. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.