SEC Form 4 · accession 0001171694-26-000010
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Herringer
Director
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 7:06 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000316709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F4,F5,F1,F3 | — | Jul 1, 2026 | A | 457 | A | — | — | Common Stock | 457 | 152,751 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a right to receive one share of company stock.
- F2The RSUs were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.
- F3The RSU s are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.
- F4The RSUs were received in lieu of cash compensation otherwise payable as director fees.
- F5Includes 537.02 RSUs acquired through dividend reinvestment.