SEC Form 4 · accession 0001209191-15-084681
EXCO RESOURCES INC · XCOOQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wilbur L Ross Jr.
Director · 10% Owner
Period of report
Dec 10, 2015
Accepted (ET)
Dec 11, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Dec 10, 2015 | A | 124,260 | $0.00 | A | 134,260 | D | |
| Common Stock, par value $0.001 per shareF2,F3 | holding | — | — | — | 6,342,150 | I | See Footnotes | |
| Common Stock, par value $0.001 per shareF2,F4 | holding | — | — | — | 6,347,116 | I | See Footnotes | |
| Common Stock, par value $0.001 per shareF2,F5 | holding | — | — | — | 6,343,595 | I | See Footnotes | |
| Common Stock, par value $0.001 per shareF2,F6 | holding | — | — | — | 6,342,477 | I | See Footnotes | |
| Common Stock, par value $0.001 per shareF2,F7 | holding | — | — | — | 6,344,754 | I | See Footnotes | |
| Common Stock, par value $0.001 per shareF2,F8 | holding | — | — | — | 6,344,076 | I | See Footnotes | |
| Common Stock, par value $0.001 per shareF2,F9 | holding | — | — | — | 3,488,710 | I | See Footnotes | |
| Common Stock, par value $0.001 per shareF2,F10 | holding | — | — | — | 145,028 | I | See Footnotes | |
| Common Stock, par value $0.001 per shareF2,F11 | holding | — | — | — | 9,406,144 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock automatically issued to Wilbur L. Ross, Jr. pursuant to the Amended and Restated 2007 Director Plan of EXCO Resources, Inc., as amended (the "Plan"). All of these shares of restricted common stock vest on December 10, 2016. These shares of restricted stock are subject to forfeiture, accelerated vesting and other restrictions as more fully set forth in the Plan.
- F10These shares are held by WLR IV Parallel ESC, L.P. ("Parallel Fund").
- F11These shares are held by WLR Select Co-Investment XCO AIV, L.P. ("Co-Invest Fund AIV").
- F2Wilbur L. Ross, Jr. is the Chairman and Chief Executive Officer of WL Ross & Co. LLC ("WLR LLC") and the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P. ("WLR LP"), which in turn is the managing member of WLR Recovery Associates IV LLC ("Fund IV"), WLR Select Associates LLC ("WLR Select") and WLR Master Co-Investment GP, LLC ("WLR Master"). Fund IV is the general partner of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five and Fund IV AIV Six. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is in turn the general partner of Parallel Fund. WLR Select is the general partner of Co-Invest Fund AIV. WLR Master is the general partner of WLR/GS Fund AIV. WLR LLC is the investment manager of Fund IV AIV One, Fund IV AIV Two, Fund IV AIV Three, Fund IV AIV Four, Fund IV AIV Five, Fund IV AIV Six, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV.
- F3These shares are held by WLR IV Exco AIV One, L.P. ("Fund IV AIV One").
- F4These shares are held by WLR IV Exco AIV Two, L.P. ("Fund IV AIV Two").
- F5These shares are held by WLR IV Exco AIV Three, L.P. ("Fund IV AIV Three").
- F6These shares are held by WLR IV Exco AIV Four, L.P. ("Fund IV AIV Four").
- F7These shares are held by WLR IV Exco AIV Five, L.P. ("Fund IV AIV Five").
- F8These shares are held by WLR IV Exco AIV Six, L.P. ("Fund IV AIV Six").
- F9These shares are held by WLR/GS Master Co-Investment XCO AIV, L.P. ("WLR/GS Fund AIV").