SEC Form 4 · accession 0001225208-16-035698
STARWOOD HOTELS & RESORTS WORLDWIDE, LLC · HOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Quazzo
Director
Period of report
Jun 24, 2016
Accepted (ET)
Jun 29, 2016 · 6:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 24, 2016 | M | 2,109 | $0.00 | A | 10,326 | D | |
| Common StockF2 | Jun 24, 2016 | A | 286 | $0.00 | A | 10,612 | D | |
| Common StockF2 | Jun 24, 2016 | G | 286 | $0.00 | D | 10,326 | D | |
| Common StockF2 | Jun 24, 2016 | G | 2,109 | $0.00 | D | 8,217 | D | |
| Common StockF2,F4 | Jun 24, 2016 | G | 2,109 | $0.00 | A | 49,870 | I | Stephen Quazzo Trust |
| Common StockF2,F4 | Jun 24, 2016 | G | 286 | $0.00 | A | 50,156 | I | Stephen Quazzo Trust |
| Common StockF5 | holding | — | — | — | 4,500 | I | Benjamin C. Quazzo Minority Trust | |
| Common Stock | holding | — | — | — | 397 | I | By Spouse | |
| Common StockF6 | holding | — | — | — | 4,500 | I | Caroline T. Quazzo Minority Trust | |
| Common StockF7 | holding | — | — | — | 4,500 | I | Christopher H. Quazzo Minority Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F8 | — | Jun 24, 2016 | M | 2,109 | D | Jun 24, 2016 | Jun 24, 2016 | Common Stock | 2,109 | 0 | D |
Explanation of responses
- F1For purposes of this report, reflects an adjustment to the Restricted Stock Units that was made in connection with the separation of the Issuer's vacation ownership business from its other businesses on May 11, 2016.
- F2Not Applicable.
- F3Director fees pursuant to the Starwood Hotels & Resorts Worldwide, Inc. 2013 Long-Term Incentive Compensation Plan.
- F4Shares reported are registered to Stephen Quazzo TTEE for Stephen Quazzo Trust UADID 11/09/95 of which the Reporting Person is the settlor and over which he exercises some investment control.
- F5Shares reported are registered to Benjamin C. Quazzo Minority Trust dated October 21, 1993, of which Reporting Person is the settlor and over which he exercises some investment control.
- F6Shares reported are registered to Caroline T. Quazzo Minority Trust dated October 21, 1993, of which Reporting Person is the settlor and over which he exercises some investment control.
- F7Shares reported are registered to Christopher H. Quazzo Minority Trust dated September 6, 1997, of which Reporting Person is the settlor and over which he exercises some investment control.
- F8Restricted Stock Units are convertible into Common Stock on a one-for-one basis.