SEC Form 4/A · accession 0001225208-16-030445
STARWOOD HOTELS & RESORTS WORLDWIDE, LLC · HOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bruce W Duncan
Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 29, 2016 · 9:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316206
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF1,F5,F2,F4 | — | Mar 24, 2016 | A | 325 | A | — | — | Common Stock | 325 | 7,625 | D |
Explanation of responses
- F1This amendment is filed solely to correct the details of the Reporting Person's grant, which was overreported on the original Form 4 filing.
- F2Phantom Stock is convertible into Common Stock on a one-for-one basis.
- F3Pursuant to Starwood Hotels & Resorts Worldwide, Inc. 2013 Long-Term Incentive Compensation Plan, directors' fees are accrued quarterly.
- F4As per the terms of Reporting Person's Deferral Agreement, Phantom Stock will convert into Common Stock and will be distributed to the Reporting Person on January 15, 2021 or if earlier, in the first quarter of the first calendar year following the calendar year in which Reporting Person ceases to be a director.
- F5Not Applicable.