SEC Form 4 · accession 0001225208-16-028352
STARWOOD HOTELS & RESORTS WORLDWIDE, LLC · HOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen R Quazzo
Director
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 6:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | M | 3,087 | $48.605 | A | 11,304 | D | |
| Common Stock | Feb 23, 2016 | S | 3,087 | $67.171 | D | 8,217 | D | |
| Common StockF1 | holding | — | — | — | 4,500 | I | Benjamin C. Quazzo Minority Trust | |
| Common Stock | holding | — | — | — | 397 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 4,500 | I | Caroline T. Quazzo Minority Trust | |
| Common StockF3 | holding | — | — | — | 4,500 | I | Christopher H. Quazzo Minority Trust | |
| Common StockF4 | holding | — | — | — | 45,748 | I | Stephen Quazzo Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F5 | $48.605 | Feb 23, 2016 | M | 3,087 | D | Feb 28, 2008 | Feb 28, 2016 | Common Stock | 3,087 | 0 | D |
Explanation of responses
- F1Shares reported are registered to Benjamin C. Quazzo Minority Trust dated October 21, 1993, of which Reporting Person is the settlor and over which he exercises some investment control.
- F2Shares reported are registered to Caroline T. Quazzo Minority Trust dated October 21, 1993, of which Reporting Person is the settlor and over which he exercises some investment control.
- F3Shares reported are registered to Christopher H. Quazzo Minority Trust dated September 6, 1997, of which Reporting Person is the settlor and over which he exercises some investment control.
- F4Shares reported are registered to Stephen Quazzo TTEE for Stephen Quazzo Trust UADID 11/09/95 of which the Reporting Person is the settlor and over which he exercises some investment control.
- F5Not Applicable.