SEC Form 4 · accession 0001225208-15-013486
STARWOOD HOTELS & RESORTS WORLDWIDE, LLC · HOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth S Siegel
Officer — CAO & General Counsel
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 3, 2015 | M | 4,044 | $55.06 | A | 82,074 | D | |
| Common Stock | Jun 3, 2015 | M | 2,612 | $61.28 | A | 84,686 | D | |
| Common Stock | Jun 3, 2015 | S | 6,656 | $84.0101 | D | 78,030 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F2,F1 | $61.28 | Jun 3, 2015 | M | 2,612 | D | — | Feb 28, 2019 | Common Stock | 2,612 | 0 | D |
| Stock Options (Right to buy)F2,F3 | $55.06 | Jun 3, 2015 | M | 4,044 | D | — | Feb 28, 2020 | Common Stock | 4,044 | 4,043 | D |
Explanation of responses
- F1This option, originally covering 20,908 shares, vested in four equal annual installments beginning on 2/28/2012.
- F2Not Applicable.
- F3This option, originally covering 21,567 shares, vests in four equal annual installments beginning on 2/28/2013.