SEC Form 4 · accession 0000315858-19-000013
BBX Capital Corp · BBX/BBXTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan B Levan
Officer — Chairman and CEO · Director · 10% Owner
Period of report
Jan 8, 2019
Accepted (ET)
Jan 10, 2019 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $0.01 per shareF1,F2 | Jan 8, 2019 | A | 688,186 | $0.00 | A | 4,574,350 | D | |
| Class A Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 2,536,748 | D | ||
| Class A Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 1,270,294 | I | By Florida Partners Corporation | |
| Class A Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 11,440 | I | By spouse | |
| Class A Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 36,711 | I | By Levan Children's Trusts | |
| Class B Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 1,684,571 | I | By Levan BFC Stock Partners, LP | |
| Class B Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 707,882 | I | By Levan Partners, LLC | |
| Class B Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 133,314 | I | By Florida Partners Corporation | |
| Class B Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 1,200 | I | By spouse | |
| Class A Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 3,527,374 | I | By Levan Partners, LLC | |
| Class A Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 393,499 | I | By Susie and Alan B. Levan Family Foundation, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock granted by the issuer to the reporting person under the issuer's 2014 Stock Incentive Plan. The shares are scheduled to vest in four equal annual installments beginning on October 1, 2019.
- F2Shares of the issuer's Class B Common Stock are convertible on a share-for-share basis into the issuer's Class A Common Stock at any time in the holder's discretion.