SEC Form 4 · accession 0000315858-18-000087
BBX Capital Corp · BBX/BBXTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Abdo
Officer — Vice Chairman · Director · 10% Owner
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1,F2,F3,F4 | Sep 30, 2018 | F | 169,914 | $7.42 | D | 371,425 | D | |
| Class B Common Stock, par value $0.01 per shareF5,F6,F3,F7,F8 | Oct 1, 2018 | F | 120,277 | $7.30 | D | 1,156,422 | D | |
| Class A Common Stock, par value $0.01 per shareF9,F10,F3,F11 | Oct 2, 2018 | F | 152,427 | $7.04 | D | 185,713 | D | |
| Class B Common Stock, par value $0.01 per shareF3,F12 | holding | — | — | — | 961,956 | D | ||
| Class A Common Stock, par value $0.01 per shareF3,F11,F4 | holding | — | — | — | 4,194,872 | I | By John E. Abdo Trust under Trust Agreement dated 3/15/76, John E. Abdo, Trustee | |
| Class A Common Stock, par value $0.01 per share | holding | — | — | — | 53,706 | I | By IRA | |
| Class B Common Stock, par value $0.01 per shareF3,F7,F8,F12 | holding | — | — | — | 5,986,936 | I | John E. Abdo Trust under Trust Agreement dated 3/15/76, John E. Abdo, Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to the issuer to satisfy the issuer's tax withholding obligation relating to the vesting on September 30, 2018 of certain restricted stock awards previously granted to the reporting person. These shares have been cancelled and retired by the issuer.
- F10Represents the closing price of the issuer's Class A Common Stock on October 1, 2018, the last trading day prior to the transaction date.
- F11On October 2, 2018, the reporting person transferred 33,285 shares of the issuer's Class A Common Stock from his direct holdings to his trust. These share amounts reflect that transfer.
- F12On October 2, 2018, the reporting person transferred 194,466 shares of the issuer's Class B Common Stock from his direct holdings to his trust. These share amounts reflect that transfer.
- F2Represents the closing price of the issuer's Class A Common Stock on September 28, 2018, the last trading day prior to the transaction date.
- F3Shares of the issuer's Class B Common Stock are convertible on a share-for-share basis into the issuer's Class A Common Stock at any time in the holder's discretion.
- F4On September 30, 2018, the reporting person transferred 8,319 shares of the issuer's Class A Common Stock from his direct holding to his trust. These share amounts reflect that transfer.
- F5Represents shares surrendered to the issuer to satisfy the issuer's tax withholding obligation relating to the vesting on October 1, 2018 of certain restricted stock awards previously granted to the reporting person. These shares have been cancelled and retired by the issuer.
- F6Represents the closing price of the issuer's Class B Common Stock on September 28, 2018, the last trading day prior to the transaction date.
- F7On September 30, 2018, the reporting person transferred 257,734 shares of the issuer's Class B Common Stock from his direct holdings to his trust. These share amounts reflect that transfer.
- F8On October 1, 2018, the reporting person transferred 185,380 shares of the issuer's Class B Common Stock from his direct holdings to his trust. These share amounts reflect that transfer.
- F9Represents shares surrendered to the issuer to satisfy the issuer's tax withholding obligation relating to the vesting on October 2, 2018 of certain restricted stock awards previously granted to the reporting person. These shares have been cancelled and retired by the issuer.