SEC Form 4 · accession 0000315858-18-000067
BBX Capital Corp · BBX/BBXTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charlie C Winningham II
Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per share | Jun 1, 2018 | M | 13,673 | $8.98 | A | 16,373 | I | By Charlie C. Winningham II & Rose Marie Winningham, co-Trustees of the Winningham Trust dtd 7/6/98 |
| Class A Common Stock, par value $0.01 per shareF1 | Jun 1, 2018 | S | 13,673 | $9.10 | D | 2,700 | I | By Charlie C. Winningham II & Rose Marie Winningham, co-Trustees of the Winningham Trust dtd 7/6/98 |
| Class B Common Stock, par value $0.01 per share | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Stock Option | $8.98 | Jun 1, 2018 | M | 13,673 | D | Jun 2, 2008 | Jun 2, 2018 | Class A Common Stock, par value $0.01 per share | 13,673 | 0 | D |
Explanation of responses
- F1Reflects shares sold by reporting person to fund the exercise price for 13,673 options to acquire Class A Common Stock in a broker-assisted cashless exercise.