SEC Form 4 · accession 0000315858-17-000014
BBX Capital Corp · BBX/BBXTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oscar Holzmann
Director
Period of report
Nov 29, 2016
Accepted (ET)
Mar 22, 2017 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, par value $0.01 per shareF1 | Nov 29, 2016 | M | 25,148 | $0.41 | A | 38,286 | D | |
| Class A Common Stock, par value $0.01 per shareF1 | Nov 29, 2016 | F | 2,611 | $3.95 | D | 35,675 | D | |
| Class B Common Stock, par value $0.01 per shareF1 | holding | — | — | — | 20,290 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Stock Option | $0.41 | Nov 29, 2016 | M | 25,148 | D | Jun 4, 2012 | Jun 4, 2017 | Class A Common Stock, par value $0.01 per share | 25,148 | 0 | D |
Explanation of responses
- F1Shares of the issuer's Class B Common Stock are convertible on a share-for-share basis into the issuer's Class A Common Stock at any time in the holder's discretion.