SEC Form 4 · accession 0000315449-18-000022
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Rosenthal
Officer — Treasurer and Secretary
Period of report
Apr 30, 2018
Accepted (ET)
May 1, 2018 · 5:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Apr 30, 2018 | A | 0 | — | A | 81,993 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call optionsF2,F1 | $0.68 | Apr 30, 2018 | J | 14,000 | D | — | Apr 30, 2018 | common stock | 14,000 | 441,147 | D |
Explanation of responses
- F1Various
- F2Expiration of stock options