SEC Form 4 · accession 0000315449-17-000070
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Sztykiel
Director
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 1:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 30, 2017 | P | 15,000 | $1.5234 | A | 68,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call optionsF1 | — | Nov 30, 2017 | P | 0 | A | — | — | common stock | 69,162 | 69,162 | D |
Explanation of responses
- F1Various