SEC Form 4 · accession 0000315449-17-000062
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Sztykiel
Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 1, 2017 · 1:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Nov 1, 2017 | A | 0 | $0.00 | A | 53,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call options | $0.88 | Nov 1, 2017 | J | 36,741 | D | Nov 1, 2013 | Nov 1, 2017 | common stock | 36,741 | 69,162 | D |
Explanation of responses
- F1Expiration of stock options.