SEC Form 4 · accession 0000315449-17-000037
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Marc Ley
Officer — Vice President Engineering
Period of report
Aug 22, 2017
Accepted (ET)
Aug 22, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Aug 22, 2017 | A | 0 | — | A | 20,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call optionsF2,F1 | $3.57 | Aug 22, 2017 | J | 2,093 | D | — | Aug 22, 2017 | common stock | 2,093 | 216,570 | D |
Explanation of responses
- F1Various
- F2Expiration of stock options.