SEC Form 4 · accession 0000315449-17-000014
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Mitchell
Officer — President and CEO
Period of report
Jun 1, 2017
Accepted (ET)
Jun 7, 2017 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jun 1, 2017 | F | 0 | $0.00 | A | 123,351 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call optionsF1 | — | Jun 1, 2017 | P | 25,000 | D | — | Jun 1, 2017 | common stock | 25,000 | 319,135 | D |
Explanation of responses
- F1Various