SEC Form 4 · accession 0000315449-17-000008
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adrian P Schaffer
Officer — Vice President of Sales
Period of report
Nov 2, 2016
Accepted (ET)
Apr 18, 2017 · 2:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Nov 2, 2016 | F | 0 | $0.00 | A | 80,425 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call optionsF1 | — | Nov 2, 2016 | P | 25,000 | D | — | — | common stock | 249,907 | 224,907 | D |
Explanation of responses
- F1Various